Tag Archives: U.S. Securities and Exchange Commission

TABB Says SEC Rules Point to Institutionalization of Crowdfunding

NEW YORK & LONDON — Based on the SEC’s proposed crowdfunding Title II and Title III rules, equity crowdfunding will soon enter the United States, providing a new option for small businesses to raise financing, bringing with it the promise … Continue reading

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SEC’s Sunshine Act Meeting

      SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting. Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission will hold an Open Meeting on … Continue reading

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SEC Extends Comment Period for Section 506 Reg D Advertising Rules

Washington, DC – The Securities and Exchange Commission extended the public comment period for proposed, new rules that would govern how businesses can advertise equity offerings to accredited investors under Rule 506 Regulation D. SEC On July 10, 2013, the SEC issued rules that would … Continue reading

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Historic Change in General Solicitation Law That Goes Into Effect Monday

An 80-year-old ban that has prevented private companies from publicly advertising their efforts to raise funds will lift on Monday. If you are an entrepreneur struggling to find investors, that may be very good news. But hold the champagne for … Continue reading

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Final Crowdfunding Rules Not Likely Until Late 2014

Final crowdfunding rules are not likely to be in place until late 2014 because the Financial Industry Regulatory Authority and the Securities and Exchange Commission need to take more action, according to a blog on corporate and securities regulation. TheCorporateCounsel.net … Continue reading

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Kara Stein Sworn in As SEC Commissioner

Washington, DC – August 9, 2013 – SEC Chair Mary Jo White swore in Kara M. Stein today as the newest SEC Commissioner. The US Senate approve Ms. Stein’s appointment to the Securities and Exchange Commission on August 1, 2013. SEC Commissioner Kara … Continue reading

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Shakeup at the SEC Could Expedite Equity Crowdfunding

You’d think a vacancy at the top at the Securities and Exchange Commission would cause further delays in new regulations implementing crowdfunding and other provisions of the JOBS Act. But that may not be the case, according toKaren Kerrigan, who … Continue reading

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